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(DOWNLOAD) "C.E. Carlson Inc. v. Securities Exchange Commission" by United States Court of Appeals for the Tenth Circuit * eBook PDF Kindle ePub Free

C.E. Carlson Inc. v. Securities Exchange Commission

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eBook details

  • Title: C.E. Carlson Inc. v. Securities Exchange Commission
  • Author : United States Court of Appeals for the Tenth Circuit
  • Release Date : January 07, 1988
  • Genre: Law,Books,Professional & Technical,
  • Pages : * pages
  • Size : 66 KB

Description

On rehearing, petitioners urge us to consider their claims of systematic, disparate treatment and rely on Blinder, Robinson & Co. v. SEC, 837 F.2d 1099, 1112-13 (D.C. Cir. 1988). In that case, the D.C. Circuit noted at least an appearance that administrative sanctions are disproportionately harsh on "smaller, newer firms" than "on old-line, or at least more established, houses with the right sort of exchange memberships." Id. at 1112. Based on the information provided in petitioners rehearing petition, it does appear that petitioners may be on to something concerning the reasonableness of the sanctions.


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